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2b. AUM Client Onboarding
Templates
Uncategorized
2b. AUM Client Onboarding
2b. AUM Client Onboarding
1
General On-boarding Tasks
2
Information Needed
3
Prep Forms
4
Submit Forms to TDA
5
IPS
6
Add to Newsletters
7
Accounts Open
8
General Onboarding
9
Accounts Funded
10
iRebal Set Up
11
Account Invested
12
Add to Billing Script and Template
13
COMPLETE TASK IN WEALTHBOX
General On-boarding Tasks
1
Do they need to go through the general onboarding process?
Primary First Name
Primary Last Name
Spouse First Name
Spouse Last Name
Information Needed
1
Legal Names
2
Address
3
Phone
4
Email
5
SSN
6
DOB
7
Employer
8
Beneficiaries
9
Voided Check
Prep Forms
1
SDG AGMT
2
FP AGMT if needed
3
ADV and PP Sent
4
Account Application
5
Move Money Form (Voided Check)
6
Online Access Form
7
Transfer Form
8
Set a task for 401k Rollover if needed
Submit Forms to TDA
1
SDG AGMT
2
FP AGMT if needed
3
ADV and PP Sent
4
Account Application
5
Move Money Form (Voided Check)
6
Online Access Form
7
Transfer Form
8
Set a task for 401k Rollover if needed
IPS
Add to Newsletters
Accounts Open
1
Account 1
2
Account 2
3
Account 3
4
Account 4
5
Account 5
General Onboarding
1
Send Thank You Note
2
Save PPWK to Client Folders
3
Update WB as client (ADV, IPS, Client Since, etc.)
4
Move Opportunity to Won
5
Add to Newsletters
Accounts Funded
1
Account 1
2
Account 2
3
Account 3
4
Account 4
5
Account 5
iRebal Set Up
Account Invested
Add to Billing Script and Template
COMPLETE TASK IN WEALTHBOX
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