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Investor Relations
Business Partnership Due-Diligence Checklist
Business Partnership Due-Diligence Checklist

Business Partnership Due-Diligence Checklist

Use this due-diligence checklist each time you enter a business partnership.
1
Record details
2
Organization and Good Standing:
3
Copies of Company's Articles of Incorporation and Amendments
4
Copies of Company's By-Laws and Amendments
5
Documents on Pending and Threatened Litigation
6
Table of Organization:
7
Reports on Current employment status of employees and officers of the company
8
Reports on Recent and pending job promotions and demotions
9
Reports on Current rankings from rank & file up to managerial positions
10
Reports on Job rotation and upgrading programs
11
Reports on Under-utilized and redundant workforce
12
Reports on Service pay and productivity incentives
13
Reports on Succession and retrenchment plans
14
Reports on Shareholders and their Shareholdings:
15
Names, current addresses and contact information of these stockholders
16
Shares of Stocks documents
17
Attendance sheets on annual stockholders' meeting and proxy forms
18
Cash and stock dividends forms
19
Documents on Agreements on Options, Warrants, Subscriptions and Convertible Securities
20
Documents on Leased or Owned Properties:
21
Property valuations forms
22
Legal documents of real estate titles and tax declaration certificates
23
Mortgages reports from the company's creditor banks
24
Legal Documents regarding lists of places where the company conducts business
25
Financial Information:
26
Tax Returns and statements of interest expenses for the last 5 years
27
Copies of Audited Financial Statement for the last 5 years
28
Intellectual Properties:
29
Patents Clearance Documents
30
Copyright and Trademark Documents
31
Trade Secret Documents
32
Employees and Fringe Benefits:
33
Copies of Employees Compensation package for the last 3 years
34
Copies of Non-competition and Non-Disclosure Agreements
35
Contracts, Permits & Licenses and Environmental/Safety Issues:
36
Copies of Permanent Employee/Contractual Employee Agreements
37
Copies of Renewable Services/Supply Contracts
38
Copies of Agreements on Subsidiary, Joint Ventures and Partnerships
39
Copies of Promissory Notes, Loan Agreements and Credit Lines
40
Copies of Mortgages, Collateral Pledges, Security Agreements and Indentures
41
Copies of Governmental Licenses, Permits and Regulations
42
Copies of Non-Government Regulatory Agencies
43
Copies of Environmental Audits of Company's Properties
44
Copies of Employee Safety and Hazards Reports and Employee Work-related Accidents Reports
45
Copies of Materials Safety Data Sheet (MSDS)
46
Taxes & Insurances:
47
Copies of Tax Declarations
48
Life and Non-Life Insurance Coverage
49
Real Property Insurance
50
Product Lines or Services:
51
Copies of Product Lines and Services Reports
52
Copies of Professional Services Contracts