Uncategorized
Change of Financial Adviser
🔄

Change of Financial Adviser

1
Role assignments
2
Identify Inherited Clients
3
Contact Inherited Clients
4
Schedule Review Meetings
5
Prepare Financial Review Material
6
Conduct Financial Review Meetings
7
Document Meeting Notes and Suggestions
8
Approval: Review Report
9
Prepare Change of Adviser Forms
10
Send Forms to Clients for Signing
11
Receive Signed Forms from Clients
12
Submit Form for Change of Adviser
13
Approval: Change of Adviser
14
Notify Client of Adviser Change
15
Update Client Database Records