Explore our Discretionary Asset Management Process, a comprehensive strategy that manages your financial goals, investment plans, and tax implications effectively.
1
Identify client's financial goals
2
Perform risk tolerance assessment
3
Draft initial asset allocation strategy
4
Approval: Initial Asset Allocation
5
Identify potential investment opportunities
6
Evaluate potential impact on client's portfolio
7
Develop detailed investment plan
8
Approval: Investment Plan
9
Execute investment transactions
10
Monitor investment performance
11
Prepare monthly investment reports
12
Review changes in client's financial situation
13
Re-evaluate asset allocation strategy
14
Approval: Re-evaluated Asset Allocation
15
Adjust investment strategy as necessary
16
Execute adjusted investment transactions
17
Assess tax implications of investment decisions
18
Prepare year-end tax reports
19
Approval: Year-end tax reports
20
Continuous monitoring and adjustments as necessary
Identify client's financial goals
This task involves understanding the client's financial objectives and goals. It is essential to have a clear understanding of what the client wants to achieve in order to create an appropriate investment strategy. What are the client's short-term and long-term financial goals? How do these goals align with their risk tolerance and investment preferences? This task sets the foundation for the entire discretionary asset management process, ensuring that the investment strategy is tailored to the client's specific needs and objectives.
Perform risk tolerance assessment
Draft initial asset allocation strategy
Approval: Initial Asset Allocation
Will be submitted for approval:
Draft initial asset allocation strategy
Will be submitted
Identify potential investment opportunities
Evaluate potential impact on client's portfolio
Develop detailed investment plan
Approval: Investment Plan
Will be submitted for approval:
Develop detailed investment plan
Will be submitted
Execute investment transactions
Monitor investment performance
Prepare monthly investment reports
Review changes in client's financial situation
Re-evaluate asset allocation strategy
Approval: Re-evaluated Asset Allocation
Will be submitted for approval:
Re-evaluate asset allocation strategy
Will be submitted
Adjust investment strategy as necessary
Execute adjusted investment transactions
Assess tax implications of investment decisions
Prepare year-end tax reports
Approval: Year-end tax reports
Will be submitted for approval:
Prepare year-end tax reports
Will be submitted
Continuous monitoring and adjustments as necessary
