Identify all potential sources of educational data
2
Review current data management policies and procedures
3
Designate a compliance officer for FERPA policy
4
Organize training sessions on FERPA policy for staff and faculty
5
Approval: Training Session Content
6
Implement privacy controls for protected information
7
Ensure parental consent forms are updated according to FERPA standards
8
Identify data which is considered ‘directory information’ under FERPA
9
Audit data sharing agreements with third-party service providers
10
Approval: Third-Party Agreements
11
Ensure software and systems used are FERPA compliant
12
Update confidentiality and privacy clauses in student and parent handbooks
13
Design and enforce steps for parents or eligible students to correct inaccuracies in education records
14
Review and update data breach response policies
15
Conduct a FERPA risk assessment
16
Approval: Risk Assessment Report
17
Develop a data retention and destruction policy in line with FERPA standards
18
Create an annual schedule for FERPA policy review and updates
19
Approval: Annual Schedule
20
Disseminate FERPA policy to all stakeholders
21
Achieve a department level understanding of specific FERPA requirements
Identify all potential sources of educational data
This task is crucial for ensuring compliance with FERPA policy. By identifying all potential sources of educational data, you can ensure that all relevant data is being protected and handled appropriately. The desired result is a comprehensive list of all potential sources of educational data. Are there any departments or individuals that may have access to educational data? Are there any external systems or applications that may store educational data? Challenges may include discovering hidden or overlooked sources of data. To complete this task, you may need to consult with various departments, review existing documentation, and conduct interviews or surveys.
1
Student information system
2
Learning management system
3
Attendance records
4
Gradebooks
5
Health records
Review current data management policies and procedures
Reviewing current data management policies and procedures is essential to ensure compliance with FERPA policy. This task evaluates the effectiveness of existing policies and procedures and identifies any gaps or areas for improvement. The desired result is an updated and comprehensive set of data management policies and procedures. What are the current policies and procedures in place for data management? Are they aligned with FERPA standards? Challenges may include identifying outdated or ineffective policies and procedures. To complete this task, you may need to consult with relevant departments, review existing documentation, and conduct interviews or surveys.
1
Data classification policy
2
Data access control policy
3
Data retention policy
4
Data breach response policy
5
Data sharing agreement policy
Designate a compliance officer for FERPA policy
Designating a compliance officer for FERPA policy is essential for ensuring ongoing compliance. This task involves assigning a responsible individual or department to oversee and enforce FERPA policy within the organization. The desired result is a designated compliance officer who can effectively monitor and address any compliance issues. Who will be designated as the compliance officer? Do they have the necessary expertise and authority to enforce FERPA policy? Challenges may include identifying the most suitable individual or department for this role. To complete this task, you may need to consult with relevant stakeholders and consider their qualifications and availability.
Organize training sessions on FERPA policy for staff and faculty
Organizing training sessions on FERPA policy is essential for ensuring that staff and faculty members have a clear understanding of their obligations and responsibilities. This task aims to provide comprehensive training on FERPA policy to all relevant personnel. The desired result is a well-informed and educated team who can confidently adhere to FERPA guidelines. What topics and areas should be covered in the training sessions? How will the training sessions be conducted? Challenges may include scheduling and coordinating training sessions with busy staff and faculty members. To complete this task, you may need to develop training materials, coordinate schedules, and facilitate the actual training sessions.
1
Overview of FERPA policy
2
Handling and safeguarding student data
3
Obtaining and documenting parental consent
4
Responding to data breaches
5
Reporting requirements
Approval: Training Session Content
Will be submitted for approval:
Organize training sessions on FERPA policy for staff and faculty
Will be submitted
Implement privacy controls for protected information
Implementing privacy controls for protected information is crucial for ensuring that sensitive educational data remains confidential and secure. This task involves setting up appropriate technical and administrative controls to protect the privacy of student information. The desired result is a robust privacy control framework that safeguards confidential data. What privacy controls need to be implemented? Are there any existing controls that need to be updated or enhanced? Challenges may include balancing privacy controls with usability and accessibility requirements. To complete this task, you may need to collaborate with IT and security teams to implement technical controls and work with relevant departments to establish administrative controls.
1
Role-based access control
2
Encryption
3
Audit logging
4
Data masking
5
Two-factor authentication
Ensure parental consent forms are updated according to FERPA standards
Ensuring that parental consent forms are updated according to FERPA standards is crucial for obtaining and documenting consent for the release of student information. This task involves reviewing and revising existing consent forms to ensure compliance with FERPA requirements. The desired result is updated consent forms that accurately reflect FERPA standards. Are there any specific requirements or information that must be included in the consent forms? How will the updated forms be distributed and collected? Challenges may include obtaining explicit consent from parents or guardians. To complete this task, you may need to consult with legal counsel, review existing forms, and communicate the updates to parents or guardians.
Identify data which is considered ‘directory information’ under FERPA
Identifying data that is considered 'directory information' under FERPA is important for understanding the scope of information that can be disclosed without explicit consent. This task involves reviewing and identifying the specific data elements that fall under the category of 'directory information'. The desired result is a comprehensive list of directory information elements. What data elements are considered 'directory information'? How will these data elements be identified and labeled? Challenges may include distinguishing between directory and non-directory information. To complete this task, you may need to consult with legal counsel, review FERPA guidelines, and analyze existing data categories.
1
Student name
2
Address
3
Phone number
4
Email address
5
Date of birth
Audit data sharing agreements with third-party service providers
Auditing data sharing agreements with third-party service providers is crucial for ensuring that student information is adequately protected when shared with external entities. This task involves reviewing and assessing existing agreements to verify compliance with FERPA requirements. The desired result is a comprehensive understanding of data sharing practices and any necessary updates to agreements. What agreements are currently in place with third-party service providers? How will the audit be conducted? Challenges may include identifying all relevant agreements and coordinating with external parties for the audit. To complete this task, you may need to consult with legal counsel, review existing agreements, and communicate with external service providers.
1
Cloud storage provider
2
Learning management system vendor
3
Software as a Service provider
4
Education technology vendor
5
Testing and assessment service provider
Approval: Third-Party Agreements
Will be submitted for approval:
Audit data sharing agreements with third-party service providers
Will be submitted
Ensure software and systems used are FERPA compliant
Ensuring that software and systems used are FERPA compliant is crucial for protecting student information and maintaining compliance. This task involves reviewing existing software and systems to verify their compliance with FERPA requirements. The desired result is a comprehensive list of compliant software and systems. What software and systems are currently used for handling student information? What specific features or functionalities need to be evaluated for compliance? Challenges may include identifying all relevant software and systems and coordinating with vendors for compliance verification. To complete this task, you may need to consult with IT and security teams, review existing software and systems documentation, and communicate with vendors.
1
Student information system
2
Learning management system
3
Email communication platform
4
Cloud storage provider
5
Testing and assessment software
Update confidentiality and privacy clauses in student and parent handbooks
Updating confidentiality and privacy clauses in student and parent handbooks is essential for informing students and parents about their rights and responsibilities regarding student information. This task involves reviewing and revising existing handbooks to ensure compliance with FERPA requirements. The desired result is updated handbooks that accurately reflect FERPA guidelines. What specific clauses or sections need to be updated? How will the updated handbooks be distributed? Challenges may include coordinating with relevant departments and ensuring consistent language across all handbooks. To complete this task, you may need to consult with legal counsel, review existing handbooks, and communicate the updates to students and parents.
Design and enforce steps for parents or eligible students to correct inaccuracies in education records
Designing and enforcing steps for parents or eligible students to correct inaccuracies in education records is crucial for maintaining data accuracy and ensuring compliance with FERPA. This task involves establishing clear procedures for parents or eligible students to request corrections to their education records. The desired result is a streamlined and efficient process for addressing data inaccuracies. What specific steps need to be included in the correction process? How will the process be communicated to parents or eligible students? Challenges may include establishing a secure and accessible system for submitting correction requests. To complete this task, you may need to consult with relevant departments, consider legal requirements, and communicate the correction procedures to parents or eligible students.
Review and update data breach response policies
Reviewing and updating data breach response policies is essential for effectively addressing and mitigating potential breaches of student information. This task involves evaluating existing policies and procedures to ensure they align with best practices and comply with FERPA requirements. The desired result is an updated and comprehensive data breach response framework. What are the current data breach response policies? Are there any gaps or areas for improvement? Challenges may include coordinating with IT and security teams and establishing clear communication channels for reporting and responding to breaches. To complete this task, you may need to consult with legal counsel, conduct risk assessments, and collaborate with relevant departments to update the data breach response policies.
Conduct a FERPA risk assessment
Conducting a FERPA risk assessment is essential for identifying potential vulnerabilities and risks related to student information. This task involves evaluating the current data management practices, identifying potential risks, and determining appropriate risk mitigation strategies. The desired result is a comprehensive understanding of FERPA-related risks and corresponding mitigation measures. What are the potential risks and vulnerabilities in the current data management practices? How will the risk assessment be conducted? Challenges may include prioritizing risks and developing feasible mitigation strategies. To complete this task, you may need to consult with relevant stakeholders, analyze existing data management practices, and document the risk assessment findings.
Approval: Risk Assessment Report
Will be submitted for approval:
Conduct a FERPA risk assessment
Will be submitted
Develop a data retention and destruction policy in line with FERPA standards
Developing a data retention and destruction policy in line with FERPA standards is crucial for managing student information effectively and securely. This task involves establishing guidelines for the retention and disposal of student records in compliance with FERPA requirements. The desired result is a comprehensive data retention and destruction policy. What are the specific retention periods for different types of student records? How will the destruction of records be documented? Challenges may include coordinating with relevant departments and ensuring compliance with legal and regulatory requirements. To complete this task, you may need to consult with legal counsel, review existing retention practices, and communicate the new policy to relevant stakeholders.
1
1 year
2
3 years
3
5 years
4
Permanent
5
Not applicable
Create an annual schedule for FERPA policy review and updates
Creating an annual schedule for FERPA policy review and updates is essential for maintaining ongoing compliance and continuous improvement. This task involves establishing a regular review and update process to ensure that FERPA policies remain up-to-date and relevant. The desired result is a documented annual schedule for policy review and updates. When will the policy review and update process take place? Who will be responsible for conducting the reviews and updates? Challenges may include incorporating feedback from stakeholders and ensuring timely implementation of policy changes. To complete this task, you may need to collaborate with relevant departments, establish communication channels for feedback, and document the annual review and update schedule.
Approval: Annual Schedule
Will be submitted for approval:
Create an annual schedule for FERPA policy review and updates
Will be submitted
Disseminate FERPA policy to all stakeholders
Disseminating FERPA policy to all stakeholders is crucial for ensuring awareness and understanding of the policy's requirements and implications. This task involves communicating the FERPA policy to relevant individuals and departments within the organization. The desired result is widespread knowledge and compliance with the FERPA policy. How will the policy be disseminated? What communication channels will be used? Challenges may include reaching all relevant stakeholders and ensuring comprehension of the policy. To complete this task, you may need to develop communication materials, utilize internal communication platforms, and conduct educational sessions or workshops.
1
Email
2
Online portal
3
In-person meetings
4
Staff newsletters
5
Training sessions
Achieve a department level understanding of specific FERPA requirements
Achieving a department level understanding of specific FERPA requirements is essential for ensuring compliance within each department. This task involves providing department-specific training and resources to ensure that all staff members have a clear understanding of FERPA requirements relevant to their roles and responsibilities. The desired result is a knowledgeable and compliant staff capable of handling student information appropriately. What department-specific requirements and considerations need to be addressed? How will the department-level understanding be assessed and ensured? Challenges may include coordinating department-specific training with varying schedules and responsibilities. To complete this task, you may need to collaborate with department heads, develop relevant training materials, and conduct department-specific training sessions.
