Identify and Understand the software development Methodologies used
6
Audit Software Development Life Cycle processes
7
Audit the Software Testing procedures
8
Assess Software Configuration and Change Management practices
9
Check Compliance with Data Security Standards
10
Evaluate Incident Management process
11
Examine Staff Training and Development programs
12
Evaluate Risk Management strategies
13
Verify Integration of Third-Party Tools or Services
14
Ensure BCP & DRP are in place
15
Evaluate Feedback and Continuous Improvement Procedures
16
Approval: Deliver Audit Findings to Management
17
Review Audit action items
18
Update Audit Checklist as required
Identify Audit Scope and Objectives
This task involves identifying the scope and objectives of the audit. It is crucial to have a clear understanding of the areas that need to be audited and the goals to be achieved. The results of this task will provide a foundation for the entire audit process. Consider the potential challenges in determining the audit scope and how to overcome them.
Gather Required Software Documentation
In this task, gather all the necessary software documentation. This includes design documents, technical specifications, requirements documents, user manuals, and any other relevant materials. These documents will serve as a reference point for the audit process. Specify any challenges that may arise while collecting documentation and suggest possible solutions.
Review the Documentation against best practices
This task involves reviewing the gathered software documentation against industry best practices. Evaluate the documentation for completeness, clarity, and adherence to established standards. Describe any difficulties that may arise during this review and suggest ways to address them.
Schedule Meetings with Key Stakeholders
Schedule meetings with key stakeholders involved in the software development process. This includes project managers, developers, testers, and other relevant individuals. These meetings will provide insights into the development process and help identify potential areas of improvement. Mention any challenges that may arise while scheduling these meetings and provide possible solutions.
1
Project Managers
2
Developers
3
Testers
4
Product Owners
5
Business Analysts
Identify and Understand the software development Methodologies used
Identify and understand the software development methodologies used by the organization. This task involves assessing whether Agile, Waterfall, Scrum, or any other methodology is followed. Understanding these methodologies will help evaluate the efficiency of the software development process. Describe any challenges in identifying and understanding these methodologies and provide potential solutions.
1
Agile
2
Waterfall
3
Scrum
4
Kanban
5
Lean
Audit Software Development Life Cycle processes
Audit the software development life cycle processes followed by the organization. Evaluate whether the processes are well-defined, documented, and implemented effectively. Highlight any challenges in auditing these processes and propose ways to overcome them.
1
Requirements Gathering
2
Design
3
Coding
4
Testing
5
Deployment
Audit the Software Testing procedures
Audit the software testing procedures to ensure they are following industry best practices. Evaluate the documentation, test plans, test cases, and defect tracking processes. Point out possible challenges in auditing the testing procedures and share potential solutions.
1
Test Planning
2
Test Execution
3
Defect Tracking
Assess Software Configuration and Change Management practices
Assess the organization's software configuration and change management practices. This involves evaluating the version control systems, release management processes, and change request handling. Discuss any challenges that may arise during this assessment and provide suggested solutions.
1
Git
2
SVN
3
Mercurial
4
Perforce
5
TFS
1
Change Request Handling
2
Release Management
3
Configuration Management
Check Compliance with Data Security Standards
Evaluate Incident Management process
Examine Staff Training and Development programs
Evaluate Risk Management strategies
Verify Integration of Third-Party Tools or Services
Ensure BCP & DRP are in place
Evaluate Feedback and Continuous Improvement Procedures
Approval: Deliver Audit Findings to Management
Will be submitted for approval:
Audit Software Development Life Cycle processes
Will be submitted
Audit the Software Testing procedures
Will be submitted
Assess Software Configuration and Change Management practices
Will be submitted
Check Compliance with Data Security Standards
Will be submitted
Evaluate Incident Management process
Will be submitted
Examine Staff Training and Development programs
Will be submitted
Evaluate Risk Management strategies
Will be submitted
Verify Integration of Third-Party Tools or Services
Will be submitted
Ensure BCP & DRP are in place
Will be submitted
Evaluate Feedback and Continuous Improvement Procedures
