Templates
Wealth Management
Wealth Management Advisor Onboarding
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Wealth Management Advisor Onboarding

1
Complete Registration for Company's Software Systems
2
Attend Wealth Management Orientation Session
3
Review Company Policies and Protocols
4
Undergo Compliance Training
5
Approval: Compliance Training
6
Review Current Client Portfolio Details
7
Meet with Mentor or Supervisor
8
Understand How to Use Client Relationship Management Software
9
Learn Company's Investment Strategies and Guidelines
10
Start Working on Simulated Client Scenarios
11
Approval: Simulated Client Scenarios
12
Learn About Sales and Marketing Strategies
13
Join Team Meetings
14
Understand the Performance Review Process
15
Familiarize with Ethics and Corporate Culture
16
Approval: Ethics and Corporate Culture
17
Review Subscription to Industry Publications and Resources
18
Completion of Initial Assessment
19
Approval: Initial Assessment