Templates
Wealth Management
Wealth Management Clerk Onboarding
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Wealth Management Clerk Onboarding

1
Introduction to company and team
2
Gather relevant personal data from the new hire
3
Setup of company email and communication channels
4
Overview of wealth management systems and Softwares used
5
Approval: Manager for system access
6
Training on client relationship management software
7
Introduction to customer service standards
8
Review of compliance and legal standards
9
Approval: Legal Compliance Officer
10
Shadowing senior wealth management clerk
11
Issuance of office equipment
12
Installation and setup of necessary tools and software
13
Training on portfolio management systems
14
Introduction to standard operating procedures
15
Review of confidentiality and Non-disclosure agreements
16
Approval: HR Manager for Non-disclosure agreements
17
Mentor or Buddy assignment
18
Target setting and performance goals discussion
19
Plan for first client interaction
20
Evaluation of the onboarding process