{"id":23461,"date":"2020-07-09T05:21:06","date_gmt":"2020-07-09T05:21:06","guid":{"rendered":"https:\/\/www.process.st\/templates\/as9100d-risk-management-checklist\/"},"modified":"2024-02-29T02:23:36","modified_gmt":"2024-02-29T02:23:36","slug":"as9100d-risk-management-checklist","status":"publish","type":"post","link":"https:\/\/www.process.st\/templates\/as9100d-risk-management-checklist\/","title":{"rendered":"AS9100D Risk Management Checklist"},"content":{"rendered":"<section id=\"introduction\">\n<h2>Introduction:<\/h2>\n<div class=\"image-content\">\n<figure> <a href=\"https:\/\/www.process.st\/templates\/wp-content\/uploads\/2024\/02\/v3-WkvPzVo_7dFYM-eBPVg.png\" alt=\"Introduction:\" target=\"_blank\" rel=\"noopener\"> <img decoding=\"async\" loading=\"lazy\" src=\"https:\/\/www.process.st\/templates\/wp-content\/uploads\/2024\/02\/v3-WkvPzVo_7dFYM-eBPVg.png\"> <\/a><\/figure>\n<\/div>\n<div class=\"text-content\">\n<h4><strong>What is risk management?<\/strong><\/h4>\n<p><a href=\"https:\/\/www.process.st\/risk-management\/\" rel=\"nofollow noopener\" target=\"_blank\"><strong>Risk management<\/strong><\/a> is the process of identifying, assessing, minimizing, and monitoring risks efficiently and effectively.<\/p>\n<h4><strong>Why do you need risk management?<\/strong><\/h4>\n<p>In short, <strong>risk management greatly lowers the chances of anything detrimental happening to your business<\/strong>. When a company puts little thought into their risk management, it can result in unforeseen issues that perhaps could have been preventable had a preventative plan been set into place.<\/p>\n<p>This <a href=\"https:\/\/www.process.st\/\" rel=\"nofollow noopener\" target=\"_blank\">Process Street<\/a> <a href=\"https:\/\/www.process.st\/checklist-template-word\/\" rel=\"nofollow noopener\" target=\"_blank\">checklist template<\/a> <strong>ensures that guidelines for risk management are adhered to in line with requirements of <a href=\"https:\/\/www.process.st\/as9100\/\" rel=\"nofollow noopener\" target=\"_blank\">AS9100D<\/a> for aerospace quality management<\/strong>.<\/p>\n<p>The <a href=\"https:\/\/www.process.st\/help\/docs\/what-is-a-checklist\/\" rel=\"nofollow noopener\" target=\"_blank\">checklist<\/a> walks you step by step through the entire process, supplemented with further information within each task and <a href=\"https:\/\/www.process.st\/help\/docs\/form-fields\/\" rel=\"nofollow noopener\" target=\"_blank\">form fields<\/a> to input all the necessary information and make sure that your company's risk management is on track.<\/p>\n<p>Though the checklist offers a strong framework to work from, we always recommend that users <a href=\"https:\/\/www.process.st\/help\/docs\/editing-templates\/\" rel=\"nofollow noopener\" target=\"_blank\">edit<\/a> the checklist and contents of the checklist to better suit their specific use cases, if needed.<\/p>\n<\/div>\n<\/section>\n<section id=\"risk-management-process\">\n<h2>Risk Management Process:<\/h2>\n<\/section>\n<section id=\"formalize-the-objectives--policies\">\n<h2>Formalize the objectives &amp; policies<\/h2>\n<div class=\"text-content\">\n<p><strong>Formalize the objectives &amp; policies<\/strong> (this is your risk management plan).<\/p>\n<p>Use the <strong><a href=\"https:\/\/www.process.st\/help\/docs\/form-fields\/\" rel=\"nofollow noopener\" target=\"_blank\">form fields<\/a> below<\/strong> to make notes and then when finished, <a href=\"https:\/\/www.process.st\/help\/docs\/file-widget\/\" rel=\"nofollow noopener\" target=\"_blank\"><strong>upload<\/strong><\/a> the finished risk management plan.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Objectives &amp; policies notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk management plan <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<div class=\"text-content\">\n<p>Also, make sure to <strong>assign your manager<\/strong> to the role below.<\/p>\n<\/div>\n<\/section>\n<section id=\"risk-identification\">\n<h2>Risk Identification:<\/h2>\n<\/section>\n<section id=\"identify-impacted-stakeholders\">\n<h2>Identify impacted stakeholders<\/h2>\n<div class=\"text-content\">\n<p>Take some time to<strong> identify potentially impacted stakeholders.<\/strong><\/p>\n<p>Use the <strong>form field below<\/strong> to record notes.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Impacted stakeholders notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"apply-risk-questioning\">\n<h2>Apply risk questioning<\/h2>\n<div class=\"text-content\">\n<p><strong>Apply risk questioning<\/strong> in the organization\u2019s decision-making.&nbsp;<\/p>\n<p>These questions should help you see your company's risk management process from a new perspective and determine whether changes need to be made.<\/p>\n<p>Use the <strong>form fields<\/strong> below to record your answers.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> What are the company\u2019s top risks, how severe is their impact and how likely are they to occur? <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> How often does the company refresh its assessment of the top risks? <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Who owns the top risks and is accountable for results, and to whom do they report? <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> How effective is the company in managing its top risks? <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Are there any organizational \u201cblind spots\u201d warranting attention? <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Does the company understand the key assumptions underlying its strategy and align its competitive intelligence process to monitor external factors for changes that could alter those assumptions? <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Does the company articulate its risk appetite and define risk tolerances&nbsp;for use in managing the business? <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Does the company\u2019s&nbsp;risk reporting&nbsp;provide management and the board information they need about the top risks and how they are managed? <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Is the company prepared to respond to extreme events? <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Does the board have the requisite skill sets to provide effective risk oversight? <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk questioning notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"verify-completeness-of-identified-risks\">\n<h2>Verify completeness of identified risks<\/h2>\n<div class=\"text-content\">\n<p>Next, <strong>verify the completeness of identified risks of impacted stakeholders.<\/strong><\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Completeness of identified risks notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"develop-risk-identification-strategy\">\n<h2>Develop risk identification strategy<\/h2>\n<div class=\"text-content\">\n<p>You should<strong> develop a risk identification strategy<\/strong> that documents risk areas and how to identify risks in each area.<\/p>\n<p>Use the<strong> form field below<\/strong> to take notes, and then <strong>upload<\/strong> the finished risk identification strategy.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk identification strategy notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk identification strategy <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"identify-and-document-risks\">\n<h2>Identify and document risks<\/h2>\n<div class=\"text-content\">\n<p><strong>Identify<\/strong> (using risk ID checklists) and <strong>document risks<\/strong> (using standard form).<\/p>\n<p>Risk checklists are a list of identified risks or past experienced risks. They&nbsp;are beneficial to&nbsp;make sure that common risks are not overlooked.<\/p>\n<p>Use the<strong> form field below<\/strong> to take notes, and then <strong>upload<\/strong> the finalized document with identified risks.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk identification notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Identified risks document (finalized) <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"risk-assessment\">\n<h2>Risk Assessment:<\/h2>\n<\/section>\n<section id=\"analyze-risks\">\n<h2>Analyze risks<\/h2>\n<div class=\"text-content\">\n<p>After you've identified your risks, take some time to <strong>review and analyze<\/strong> them (determine likelihood, consequence, urgency, and customer priorities and preferences and determine risk handling priorities).<\/p>\n<p>Use the form fields below to take notes and&nbsp;<strong>upload your finalized risk analysis.<\/strong><\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk likelihood notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk consequence notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk urgency notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk customer priorities and preferences notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk handling priorities notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk analysis (finalized) <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"assess-risk-handling-options\">\n<h2>Assess risk handling options<\/h2>\n<div class=\"text-content\">\n<p>Next, <strong>review and assess your risk handling options<\/strong> and determine what would and\/or wouldn't be effective (avoid, transfer, assume, mitigate).<\/p>\n<p>Use the form field below to <strong>formulate notes<\/strong> and then <strong>upload<\/strong> a finalized document with your updated risk handling options.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk handling options notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Updated risk handling options <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"review-tradeoffs\">\n<h2>Review tradeoffs<\/h2>\n<div class=\"text-content\">\n<p>After assessing your risk handling options, you should <strong>review your tradeoffs<\/strong> and ensure that they are made among <strong>different, and often competing cost, schedule, technical, and quality goals<\/strong>.<\/p>\n<p>Use the form fields below to <strong>take notes<\/strong> and <strong>outline any changes<\/strong> you made.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Tradeoffs notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Tradeoffs changes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"decide-on-what-actions-to-take\">\n<h2>Decide on what actions to take<\/h2>\n<div class=\"text-content\">\n<p>Now that you've reviewed and updated your tradeoffs, you should <strong>decide on what to do, how much do, when to do, and what not to do<\/strong> in the event that something goes wrong.<\/p>\n<p>Use the form field below to <strong>formulate notes<\/strong> and then <strong>upload<\/strong> a finalized document with your outlined plan of action.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Notes on actions to take <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Plan of action (finalized) <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"decide-on-who-will-take-mitigation-actions\">\n<h2>Decide on who will take mitigation actions<\/h2>\n<div class=\"text-content\">\n<p>Now, you should decide on <strong>who will take the mitigation actions and what actions will be applied<\/strong> when necessary.<\/p>\n<p>Use the form field below to formulate notes,&nbsp;then <strong>take down the chosen team member's information<\/strong> and <strong>finalized mitigation actions<\/strong>.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Mitigation action notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"text-field-content form-field-content\">\n<div class=\"form-group\"> <label> Team member first name <\/label><br \/>\n<input type=\"text\" placeholder=\"Something will be typed here...\" disabled=\"\" class=\"form-control\"><\/div>\n<\/div>\n<div class=\"text-field-content form-field-content\">\n<div class=\"form-group\"> <label> Team member second name <\/label><br \/>\n<input type=\"text\" placeholder=\"Something will be typed here...\" disabled=\"\" class=\"form-control\"><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Finalized mitigation actions <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"risk-action-management\">\n<h2>Risk Action Management:<\/h2>\n<\/section>\n<section id=\"identify-ownersstakeholders-of-the-risks\">\n<h2>Identify owners\/stakeholders of the risks<\/h2>\n<div class=\"text-content\">\n<p>Take some time to<strong> identify owners\/stakeholders of the risks.<\/strong><\/p>\n<p>Use the <strong>form field below<\/strong> to record notes.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk owners\/stakeholders notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk owners\/stakeholders (finalized) <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"define-risk-handling-actionsplans\">\n<h2>Define Risk Handling Actions\/Plans<\/h2>\n<div class=\"text-content\">\n<p>Next, you should <strong>define your risk handling actions\/plans<\/strong>.&nbsp;<\/p>\n<p>Use the<strong> form field below<\/strong> to take notes, and then <strong>upload<\/strong> the finalized risk handling plan.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk handling actions\/plans notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk handling plan (finalized) <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"record-risk-information-in-risk-register\">\n<h2>Record risk information in Risk Register<\/h2>\n<div class=\"text-content\">\n<p>Refer back to the information you've taken down in the previous tasks and <strong>record it all in your Risk Register<\/strong>.<\/p>\n<p class=\"style-info\">A Risk Register is a tool used for documenting risks, and corresponding actions to manage those risks.<\/p>\n<p>Use the<strong> form field below<\/strong> to take notes, and then <strong>upload<\/strong> the Risk Register document.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk information notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk Register document <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"prioritize-risks\">\n<h2>Prioritize risks<\/h2>\n<div class=\"text-content\">\n<p>Now, review your documented risks and <strong>organize them by priority<\/strong>. Update your Risk Register accordingly.<\/p>\n<p>Use the<strong> form field below<\/strong> to take notes, and then <strong>upload<\/strong> the updated Risk Register document.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk priority notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk Register document (updated) <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"plan-risk-actions\">\n<h2>Plan risk actions<\/h2>\n<div class=\"text-content\">\n<p>Next, you should <strong>plan and perform risk actions<\/strong> (what, who, when, where, how, how much).<\/p>\n<p>Use the<strong> form field below<\/strong> to take notes,&nbsp;<strong>upload<\/strong> the finalized risk actions, and <strong>record any notable results<\/strong> from perform those actions.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk action notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk actions (finalized) <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk action results <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"risk-management-tools\">\n<h2>Risk Management Tools:<\/h2>\n<\/section>\n<section id=\"assess-severity--likelihood-of-undesired-events\">\n<h2>Assess severity &amp; likelihood of undesired events<\/h2>\n<div class=\"text-content\">\n<p>You should then <strong>assess the severity and likelihood of occurrence of all undesired events<\/strong>.<\/p>\n<p>Use the<strong> form field below<\/strong> to take notes,&nbsp;<strong>upload<\/strong>&nbsp;a document with all the finalized information.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Severity &amp; likelihood of undesired events notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Severity &amp; likelihood of undesired events (finalized) <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"classify-likelihood--severity\">\n<h2>Classify likelihood &amp; severity<\/h2>\n<div class=\"text-content\">\n<p>Using the information you recorded in the previous task, <strong>classify the likelihood of occurrence and severity (low, moderate, or high) for all potential risks<\/strong> and update your Risk Register with this information.<\/p>\n<p>Use the<strong> form field below<\/strong> to take notes, and then <strong>upload<\/strong> the updated Risk Register document.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Likelihood &amp; severity notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"file-field-content form-field-content\">\n<div class=\"form-group\"> <label> Updated Risk Register document <\/label><\/p>\n<div class=\"file-container\"> <button type=\"button\" disabled=\"\" class=\"btn btn-default\"> <i class=\"fa fa-upload btn-icon\"><\/i> File will be uploaded here <\/button><\/div>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"assess-risk-mitigation-alternatives\">\n<h2>Assess risk mitigation alternatives<\/h2>\n<div class=\"text-content\">\n<p>Next, assess your risk mitigation alternatives to determine effectiveness and make any necessary changes.<\/p>\n<p>Use the<strong> form field below<\/strong> to take notes, and <strong>record any changes<\/strong> made to your risk mitigation alternatives.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk mitigation alternatives notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Risk mitigation alternatives changes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"risk-reporting--monitoring\">\n<h2>Risk Reporting &amp; Monitoring:<\/h2>\n<\/section>\n<section id=\"establish-reporting--communication\">\n<h2>Establish reporting &amp; communication<\/h2>\n<div class=\"text-content\">\n<p>In order to begin optimally monitoring and managing your risk management as you move forward, you should begin by <strong>establishing a culture of open communication and reporting<\/strong> if measures are not being followed.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Reporting &amp; communication notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"take-action-based-on-results-of-risk-mitigation-efforts\">\n<h2>Take action based on results of risk mitigation efforts<\/h2>\n<div class=\"text-content\">\n<p>If undesired events take place,<strong> take actions based on results of the initial risk mitigation efforts<\/strong>.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Actions based on results of risk mitigation efforts notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"recode-historical-issues\">\n<h2>Recode historical issues<\/h2>\n<div class=\"text-content\">\n<p>Make consistent effort to <strong>recode recurring issues and corresponding lessons learned<\/strong> (and, in turn, use them).<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Recode historical issues notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"communicate-risks\">\n<h2>Communicate risks<\/h2>\n<div class=\"text-content\">\n<p>It's also important to <strong>communicate and track risks<\/strong> as time goes on.<\/p>\n<p class=\"style-info\">It is recommended that these elements be addressed in writing, but they can also be expressed through different means, such as, meetings, etc.<\/p>\n<\/div>\n<div class=\"textarea-field-content form-field-content\">\n<div class=\"form-group\"> <label> Communicate risks notes <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled=\"\" class=\"form-control\"><\/textarea><\/div>\n<\/div>\n<\/section>\n<section id=\"approval-final\">\n<h2>Approval: Final<\/h2>\n<div class=\"approval-content\">\n<div class=\"header\">\n<div class=\"list-title\">\n    Will be submitted for approval:<\/div>\n<\/div>\n<div class=\"approval-rule-subject-tasks-list\">\n<ul class=\"list\">\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Formalize the objectives &amp; policies<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Identify impacted stakeholders<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Apply risk questioning<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Verify completeness of identified risks<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Develop risk identification strategy<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Identify and document risks<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Analyze risks<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Assess risk handling options<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Review tradeoffs<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Decide on what actions to take<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Decide on who will take mitigation actions<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Identify owners\/stakeholders of the risks<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Define Risk Handling Actions\/Plans<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Record risk information in Risk Register<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Prioritize risks<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Plan risk actions<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Assess severity &amp; likelihood of undesired events<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Classify likelihood &amp; severity<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Assess risk mitigation alternatives<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Establish reporting &amp; communication<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Take action based on results of risk mitigation efforts<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Recode historical issues<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<li>\n<div class=\"approval-rule-subject-tasks-list-item\">\n<div class=\"item\">\n<div class=\"container\"> <span class=\"title\">Communicate risks<\/span><\/p>\n<div class=\"body\">\n         Will be submitted<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/li>\n<\/ul>\n<\/div>\n<\/div>\n<\/section>\n<section id=\"sources\">\n<h2>Sources:<\/h2>\n<div class=\"text-content\">\n<ul>\n<li><a href=\"http:\/\/as9100store.com\/\" rel=\"nofollow noopener\" target=\"_blank\">as9100store<\/a>&nbsp;-&nbsp;<a href=\"http:\/\/as9100store.com\/downloads\/risk-management-guidance.pdf\" rel=\"nofollow noopener\" target=\"_blank\">Risk Management Guidance Material<\/a><\/li>\n<li><a href=\"http:\/\/as9100store.com\/\" rel=\"nofollow noopener\" target=\"_blank\">as9100store<\/a>&nbsp;-&nbsp;<a href=\"http:\/\/as9100store.com\/downloads\/as9100-project-managers-guide.pdf\" rel=\"nofollow noopener\" target=\"_blank\">Project Manager\u2019s Guide<\/a><\/li>\n<li><a href=\"https:\/\/advisera.com\/\" rel=\"nofollow noopener\" target=\"_blank\">advisera<\/a>&nbsp;-&nbsp;<a href=\"https:\/\/advisera.com\/wp-content\/uploads\/\/sites\/9\/2018\/01\/Applying_AS9100_Rev_D_EN_LookInside.pdf\" rel=\"nofollow noopener\" target=\"_blank\">Applying AS9100 Rev D<\/a><\/li>\n<li><a href=\"https:\/\/newiso9001.files.wordpress.com\/\" rel=\"nofollow noopener\" target=\"_blank\">newiso9001<\/a>&nbsp;-&nbsp;<a href=\"https:\/\/newiso9001.files.wordpress.com\/2017\/05\/tuv_usa_as9100d_checklist.pdf\" rel=\"nofollow noopener\" target=\"_blank\">Transition Towards 9100D AS9100 Rev. D Requirements&nbsp;<\/a><\/li>\n<li><a href=\"http:\/\/www.nmtgroup.ca\/\" rel=\"nofollow noopener\" target=\"_blank\">nmtgroup<\/a>&nbsp;-&nbsp;<a href=\"http:\/\/www.nmtgroup.ca\/AS9100d-Quality%20Manual-NMT.pdf\" rel=\"nofollow noopener\" target=\"_blank\">Quality Systems Manual<\/a><\/li>\n<li><a href=\"https:\/\/www.pjr.com\/\" rel=\"nofollow noopener\" target=\"_blank\">PJR<\/a>&nbsp;-&nbsp;<a href=\"https:\/\/www.pjr.com\/downloads\/webinar_slides\/6.22.17_AS9100-2016%20Changes.pdf\" rel=\"nofollow noopener\" target=\"_blank\">AS9100D revision 2016&nbsp;<\/a><\/li>\n<\/ul>\n<\/div>\n<\/section>\n<section id=\"related-checklists\">\n<h2>Related checklists:<\/h2>\n<div class=\"text-content\">\n<ul>\n<li><a href=\"https:\/\/www.process.st\/templates\/as9100d-checklist-mandatory-documentation-for-as9100d\" rel=\"nofollow noopener\" target=\"_blank\">AS9100D Checklist (Mandatory Documentation for AS9100D)<\/a><\/li>\n<li><a href=\"https:\/\/www.process.st\/templates\/as9100d-quality-management-system-structure-template\" rel=\"nofollow noopener\" target=\"_blank\">AS9100D Quality Management System Structure Template<\/a><\/li>\n<li><a href=\"https:\/\/www.process.st\/templates\/as9100d-audit-checklist\" rel=\"nofollow noopener\" target=\"_blank\">AS9100D Audit Checklist<\/a><\/li>\n<li><a href=\"https:\/\/www.process.st\/templates\/as9100d-project-manager-meeting-planner-checklist\" rel=\"nofollow noopener\" target=\"_blank\">AS9100D Project Manager Meeting Planner Checklist<\/a><\/li>\n<li><a href=\"https:\/\/www.process.st\/templates\/as9100c-to-as9100d-transition-requirements-checklist\" target=\"_self\" rel=\"nofollow noopener\">AS9100C to AS9100D Transition Requirements Checklist<\/a><\/li>\n<\/ul>\n<\/div>\n<\/section>\n","protected":false},"excerpt":{"rendered":"<p>Introduction: What is risk management? Risk management is the process of identifying, assessing, minimizing, and monitoring risks efficiently and effectively. Why do you need risk management? In short, risk management greatly lowers the chances of anything detrimental happening to your business. When a company puts little thought into their risk management, it can result in [&hellip;]<\/p>\n","protected":false},"author":3,"featured_media":23462,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"ep_exclude_from_search":false,"cover_icon_emoji":"","cover_icon_url":"","tasks_count":"33","template_description":"Run this checklist to ensure guidelines for risk management are adhered to in line with requirements of AS9100D for aerospace quality management.","template_id":"g7W45-qQsvREUUNRZ5lPSw","task_0":"Introduction:","task_slug_0":"introduction","task_1":"Risk Management Process:","task_slug_1":"risk-management-process","task_2":"Formalize the objectives &amp; policies","task_slug_2":"formalize-the-objectives--policies","task_3":"Risk Identification:","task_slug_3":"risk-identification","task_4":"Identify impacted stakeholders","task_slug_4":"identify-impacted-stakeholders","task_5":"Apply risk questioning","task_slug_5":"apply-risk-questioning","task_6":"Verify completeness of identified risks","task_slug_6":"verify-completeness-of-identified-risks","task_7":"Develop risk identification strategy","task_slug_7":"develop-risk-identification-strategy","task_8":"Identify and document risks","task_slug_8":"identify-and-document-risks","task_9":"Risk Assessment:","task_slug_9":"risk-assessment","task_10":"Analyze risks","task_slug_10":"analyze-risks","task_11":"Assess risk handling options","task_slug_11":"assess-risk-handling-options","task_12":"Review tradeoffs","task_slug_12":"review-tradeoffs","task_13":"Decide on what actions to take","task_slug_13":"decide-on-what-actions-to-take","task_14":"Decide on who will take mitigation actions","task_slug_14":"decide-on-who-will-take-mitigation-actions","task_15":"Risk Action Management:","task_slug_15":"risk-action-management","task_16":"Identify owners\/stakeholders of the risks","task_slug_16":"identify-ownersstakeholders-of-the-risks","task_17":"Define Risk Handling Actions\/Plans","task_slug_17":"define-risk-handling-actionsplans","task_18":"Record risk information in Risk Register","task_slug_18":"record-risk-information-in-risk-register","task_19":"Prioritize risks","task_slug_19":"prioritize-risks","task_20":"Plan risk actions","task_slug_20":"plan-risk-actions","task_21":"Risk Management Tools:","task_slug_21":"risk-management-tools","task_22":"Assess severity &amp; 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