{"id":34563,"date":"2023-11-26T05:07:11","date_gmt":"2023-11-26T05:07:11","guid":{"rendered":"https:\/\/www.process.st\/templates\/wealth-management-account-opening-process\/"},"modified":"2024-03-05T15:36:29","modified_gmt":"2024-03-05T15:36:29","slug":"wealth-management-account-opening-process","status":"publish","type":"post","link":"https:\/\/www.process.st\/templates\/wealth-management-account-opening-process\/","title":{"rendered":"Wealth Management Account Opening Process"},"content":{"rendered":"\n<section id=\"client-initiates-account-opening-request\"> \n <h2>Client initiates account opening request<\/h2>\n <div class=\"text-content\">\n   This task involves the client initiating the account opening request. It is the first step in the wealth management account opening process. The client will indicate their interest in opening an account and provide any initial information required. The task's role is to gather the client's contact information, understand their goals, and assess their suitability for a wealth management account. The desired result is to have all the necessary information to proceed with the account opening process. The challenge in this task may be the need to follow up with the client for any missing information or clarification. The required resources for this task include a computer or phone to communicate with the client and access to the account opening forms. \n <\/div> \n <div class=\"text-field-content form-field-content\"> \n  <div class=\"form-group\"> <label> Client Name <\/label> \n   <input type=\"text\" placeholder=\"Something will be typed here...\" disabled class=\"form-control\"> \n  <\/div> \n <\/div> \n <div class=\"email-field-content form-field-content\"> \n  <div class=\"form-group\"> <label> Email Address <\/label> \n   <input type=\"text\" placeholder=\"Something will be typed here...\" disabled class=\"form-control\"> \n  <\/div> \n <\/div> \n <div class=\"number-field-content form-field-content\"> \n  <div class=\"form-group\"> <label> Phone Number <\/label> \n   <input type=\"text\" placeholder=\"Something will be typed here...\" disabled class=\"form-control\"> \n  <\/div> \n <\/div> \n <div class=\"date-field-content form-field-content\"> \n  <div class=\"form-group\"> <label> Date of Birth <\/label> \n   <div class=\"date-container\"> <button type=\"button\" disabled class=\"btn btn-default\"> <i class=\"fa fa-calendar btn-icon\"><\/i> Date will be set here <\/button> \n   <\/div> \n  <\/div> \n <\/div> \n <div class=\"multi-choice-content form-field-content\"> \n  <div class=\"form-group\"> <label> Preferred Contact Method <\/label> <select disabled class=\"form-control\"> <option value=\"\">Multiple options can be selected from this list<\/option> <\/select> \n  <\/div> \n  <ul class=\"items\"> \n   <li class=\"item\"> \n    <div class=\"step-number-container\"> \n     <div class=\"step-number\">\n       1 \n     <\/div> \n    <\/div> \n    <div class=\"step-checkbox-container\"> \n     <div class=\"step-checkbox\"><\/div> \n    <\/div> \n    <div class=\"item-name-static\">\n      Email \n    <\/div> <\/li>\n   <li class=\"item\"> \n    <div class=\"step-number-container\"> \n     <div class=\"step-number\">\n       2 \n     <\/div> \n    <\/div> \n    <div class=\"step-checkbox-container\"> \n     <div class=\"step-checkbox\"><\/div> \n    <\/div> \n    <div class=\"item-name-static\">\n      Phone \n    <\/div> <\/li>\n   <li class=\"item\"> \n    <div class=\"step-number-container\"> \n     <div class=\"step-number\">\n       3 \n     <\/div> \n    <\/div> \n    <div class=\"step-checkbox-container\"> \n     <div class=\"step-checkbox\"><\/div> \n    <\/div> \n    <div class=\"item-name-static\">\n      In-person \n    <\/div> <\/li>\n   <li class=\"item\"> \n    <div class=\"step-number-container\"> \n     <div class=\"step-number\">\n       4 \n     <\/div> \n    <\/div> \n    <div class=\"step-checkbox-container\"> \n     <div class=\"step-checkbox\"><\/div> \n    <\/div> \n    <div class=\"item-name-static\">\n      Mail \n    <\/div> <\/li> \n  <\/ul> \n <\/div> \n <div class=\"textarea-field-content form-field-content\"> \n  <div class=\"form-group\"> <label> Briefly describe your financial goals and why you are interested in wealth management <\/label> <textarea placeholder=\"Something will be typed here...\" rows=\"3\" disabled class=\"form-control\"><\/textarea> \n  <\/div> \n <\/div> \n<\/section> \n<section id=\"collect-initial-account-opening-information\"> \n <h2>Collect initial account opening information<\/h2> \n<\/section> \n<section id=\"verification-of-clients-identity\"> \n <h2>Verification of client's identity<\/h2> \n<\/section> \n<section id=\"client-provides-detailed-financial-information\"> \n <h2>Client provides detailed financial information<\/h2> \n<\/section> \n<section id=\"assess-clients-risk-tolerance\"> \n <h2>Assess client's risk tolerance<\/h2> \n<\/section> \n<section id=\"develop-an-initial-investment-strategy\"> \n <h2>Develop an initial investment strategy<\/h2> \n<\/section> \n<section id=\"approval-initial-investment-strategy\"> \n <h2>Approval: Initial investment strategy<\/h2>\n <div class=\"approval-content\"> \n  <div class=\"header\"> \n   <div class=\"list-title\">\n    Will be submitted for approval:\n   <\/div> \n  <\/div> \n  <div class=\"approval-rule-subject-tasks-list\"> \n   <ul class=\"list\"> \n    <li> \n     <div class=\"approval-rule-subject-tasks-list-item\"> \n      <div class=\"item\"> \n       <div class=\"container\"> <span class=\"title\">Develop an initial investment strategy<\/span> \n        <div class=\"body\">\n         Will be submitted\n        <\/div> \n       <\/div> \n      <\/div> \n     <\/div> <\/li> \n   <\/ul> \n  <\/div> \n <\/div> \n<\/section> \n<section id=\"review-and-confirm-account-terms-and-conditions-with-client\"> \n <h2>Review and confirm account terms and conditions with client<\/h2> \n<\/section> \n<section id=\"client-signs-account-opening-documents\"> \n <h2>Client signs account opening documents<\/h2> \n<\/section> \n<section id=\"digitally-submit-account-opening-documents\"> \n <h2>Digitally submit account opening documents<\/h2> \n<\/section> \n<section id=\"compliance-check-of-provided-information\"> \n <h2>Compliance check of provided information<\/h2> \n<\/section> \n<section id=\"approval-compliance\"> \n <h2>Approval: Compliance<\/h2>\n <div class=\"approval-content\"> \n  <div class=\"header\"> \n   <div class=\"list-title\">\n    Will be submitted for approval:\n   <\/div> \n  <\/div> \n  <div class=\"approval-rule-subject-tasks-list\"> \n   <ul class=\"list\"> \n    <li> \n     <div class=\"approval-rule-subject-tasks-list-item\"> \n      <div class=\"item\"> \n       <div class=\"container\"> <span class=\"title\">Digitally submit account opening documents<\/span> \n        <div class=\"body\">\n         Will be submitted\n        <\/div> \n       <\/div> \n      <\/div> \n     <\/div> <\/li> \n   <\/ul> \n  <\/div> \n <\/div> \n<\/section> \n<section id=\"create-and-set-up-new-account\"> \n <h2>Create and set up new account<\/h2> \n<\/section> \n<section id=\"coordinate-account-funding\"> \n <h2>Coordinate account funding<\/h2> \n<\/section> \n<section id=\"verify-account-funding\"> \n <h2>Verify account funding<\/h2> \n<\/section> \n<section id=\"issue-welcome-pack-and-account-details-to-client\"> \n <h2>Issue welcome pack and account details to client<\/h2> \n<\/section> \n<section id=\"crosssell-other-products-and-services-if-appropriate\"> \n <h2>Cross-sell other products and services if appropriate<\/h2> \n<\/section> \n<section id=\"schedule-initial-portfolio-review\"> \n <h2>Schedule initial portfolio review<\/h2> \n<\/section> \n<section id=\"approval-portfolio-review-schedule\"> \n <h2>Approval: Portfolio review schedule<\/h2>\n <div class=\"approval-content\"> \n  <div class=\"header\"> \n   <div class=\"list-title\">\n    Will be submitted for approval:\n   <\/div> \n  <\/div> \n  <div class=\"approval-rule-subject-tasks-list\"> \n   <ul class=\"list\"> \n    <li> \n     <div class=\"approval-rule-subject-tasks-list-item\"> \n      <div class=\"item\"> \n       <div class=\"container\"> <span class=\"title\">Schedule initial portfolio review<\/span> \n        <div class=\"body\">\n         Will be submitted\n        <\/div> \n       <\/div> \n      <\/div> \n     <\/div> <\/li> \n   <\/ul> \n  <\/div> \n <\/div> \n<\/section> \n<section id=\"launch-clients-portfolio\"> \n <h2>Launch client's portfolio<\/h2> \n<\/section>\n","protected":false},"excerpt":{"rendered":"<p>Client initiates account opening request This task involves the client initiating the account opening request. It is the first step in the wealth management account opening process. The client will indicate their interest in opening an account and provide any initial information required. The task's role is to gather the client's contact information, understand their [&hellip;]<\/p>\n","protected":false},"author":3,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"ep_exclude_from_search":false,"cover_icon_emoji":"\ud83d\udcbc","cover_icon_url":"","tasks_count":"20","template_description":"","template_id":"nE_iKwVGrlrxNBw5yw1FDg","task_0":"Client initiates account opening request","task_slug_0":"client-initiates-account-opening-request","task_1":"Collect initial account opening information","task_slug_1":"collect-initial-account-opening-information","task_2":"Verification of client's identity","task_slug_2":"verification-of-clients-identity","task_3":"Client provides detailed financial information","task_slug_3":"client-provides-detailed-financial-information","task_4":"Assess client's risk tolerance","task_slug_4":"assess-clients-risk-tolerance","task_5":"Develop an initial 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