Provisioning of work tools and environment (laptop, email, access rights)
3
Explanation of job role and responsibilities
4
Provide a copy of Securities Analyst rulebook and guides
5
Enrollment for relevant training programs and workshops
6
Learning about company policies and procedures related to work
7
Understanding the process of reviewing and analyzing securities data
8
Shadowing a Senior Securities Analyst
9
Participation in learning sessions on financial modeling and security valuation
10
Discussions with team on market trends and key securities issues
11
Understanding the use of financial software and tools
12
Approval: Manager for task understanding and comprehension
13
Introduction to reporting policies and procedures
14
Exercise: Conduct a mock securities analysis
15
Meeting with compliance team to learn about legal regulations
16
Setting up meetings with clients and stakeholders
17
Understanding the process for communicating findings and recommendations
18
Approval: Senior Analyst for mock securities analysis
19
Set goals for the first quarter with the manager
20
Official integration with the team
Welcome and introduction to team and department
In this task, you will receive a warm welcome and introduction to your team and department. This will help you familiarize yourself with the people you will be working with and give you an overview of the department's goals and responsibilities. By the end of this task, you should feel comfortable and welcomed into the team.
Provisioning of work tools and environment (laptop, email, access rights)
In this task, you will be provided with the necessary work tools and environment to perform your job as a Securities Analyst. This includes a laptop, email account, and access rights to relevant systems. Having these tools will enable you to effectively carry out your daily tasks. Do you have any specific preferences for your work tools or environment?
1
Mac
2
Windows
3
Linux
Explanation of job role and responsibilities
In this task, you will receive a detailed explanation of your job role and responsibilities as a Securities Analyst. This will provide you with a clear understanding of what is expected from you and the impact your work will have on the organization. By the end of this task, you should be able to identify your main responsibilities and know how your role contributes to the overall goal of the department.
Provide a copy of Securities Analyst rulebook and guides
In this task, you will be provided with a copy of the Securities Analyst rulebook and guides. These resources will serve as a reference for your daily tasks and help you understand the best practices and guidelines followed in your role. By the end of this task, you should have access to the necessary documentation to perform your job effectively.
Enrollment for relevant training programs and workshops
In this task, you will be enrolled in relevant training programs and workshops to enhance your skills as a Securities Analyst. This continuous learning opportunity will help you stay updated with current industry practices and improve your performance in the role. Are there any specific training programs or workshops you would like to attend?
1
Financial Analysis
2
Technical Analysis
3
Risk Management
4
Securities Regulations
5
Data Analytics
Learning about company policies and procedures related to work
In this task, you will learn about the company's policies and procedures related to your work as a Securities Analyst. This includes policies on data privacy, security, and ethical guidelines. Familiarizing yourself with these policies will ensure you adhere to the company's standards and best practices. By the end of this task, you should have a clear understanding of the policies and procedures that govern your work.
1
Data privacy policy
2
Security policy
3
Ethical guidelines
4
Confidentiality agreement
5
Compliance requirements
Understanding the process of reviewing and analyzing securities data
In this task, you will gain an understanding of the process of reviewing and analyzing securities data. This involves collecting, analyzing, and interpreting financial information to make informed investment decisions. By the end of this task, you should be familiar with the steps involved in reviewing and analyzing securities data.
Shadowing a Senior Securities Analyst
In this task, you will have the opportunity to shadow a Senior Securities Analyst. This will give you valuable insights into the day-to-day responsibilities of a senior team member and provide you with mentorship and guidance. By the end of this task, you should have a better understanding of the role and be able to apply what you have learned in your own work.
Participation in learning sessions on financial modeling and security valuation
In this task, you will participate in learning sessions on financial modeling and security valuation. These sessions will enhance your skills in analyzing and evaluating securities and improve your ability to make informed investment decisions. By the end of this task, you should have a better understanding of financial modeling techniques and security valuation methods.
Discussions with team on market trends and key securities issues
In this task, you will engage in discussions with your team on market trends and key securities issues. This collaborative exercise will help you stay updated with the latest industry developments and gain insights from your colleagues. By the end of this task, you should be aware of the current market trends and key issues impacting the securities industry.
Understanding the use of financial software and tools
In this task, you will learn about the use of financial software and tools commonly used in the securities industry. This knowledge will enable you to efficiently analyze and interpret financial data, improving your overall productivity and accuracy. By the end of this task, you should be proficient in using the required financial software and tools for your role.
1
Bloomberg
2
Reuters Eikon
3
FactSet
4
Morningstar Direct
5
Thomson Reuters Datastream
Approval: Manager for task understanding and comprehension
Will be submitted for approval:
Explanation of job role and responsibilities
Will be submitted
Provide a copy of Securities Analyst rulebook and guides
Will be submitted
Enrollment for relevant training programs and workshops
Will be submitted
Learning about company policies and procedures related to work
Will be submitted
Understanding the process of reviewing and analyzing securities data
Will be submitted
Shadowing a Senior Securities Analyst
Will be submitted
Participation in learning sessions on financial modeling and security valuation
Will be submitted
Discussions with team on market trends and key securities issues
Will be submitted
Understanding the use of financial software and tools
Will be submitted
Introduction to reporting policies and procedures
In this task, you will be introduced to the reporting policies and procedures of the company. This includes guidelines on how to communicate findings and recommendations to stakeholders. Adhering to these policies will ensure that your reports are accurate, concise, and effectively convey the necessary information. By the end of this task, you should be familiar with the reporting policies and procedures.
Exercise: Conduct a mock securities analysis
In this task, you will conduct a mock securities analysis exercise. This hands-on exercise will allow you to apply the knowledge and skills you have acquired so far and further develop your analytical capabilities. By the end of this task, you should have successfully completed a mock securities analysis.
Meeting with compliance team to learn about legal regulations
In this task, you will have a meeting with the compliance team to learn about legal regulations pertaining to securities analysis. This will ensure that you are aware of all the legal requirements and regulations that govern your work. By the end of this task, you should have a clear understanding of the legal framework of securities analysis.
Setting up meetings with clients and stakeholders
In this task, you will set up meetings with clients and stakeholders to discuss investment strategies and provide recommendations based on your analysis. Effective communication and collaboration with clients and stakeholders are crucial for building strong relationships and delivering value-added insights. By the end of this task, you should have scheduled meetings with your clients and stakeholders.
Understanding the process for communicating findings and recommendations
In this task, you will gain an understanding of the process for communicating your findings and recommendations to clients and stakeholders. Clear and concise communication is essential in conveying your insights and ensuring that your recommendations are understood and implemented. By the end of this task, you should be familiar with the process for effectively communicating your findings and recommendations.
Approval: Senior Analyst for mock securities analysis
Will be submitted for approval:
Exercise: Conduct a mock securities analysis
Will be submitted
Set goals for the first quarter with the manager
In this task, you will have a discussion with your manager to set goals for your first quarter as a Securities Analyst. Setting clear and achievable goals will help you stay focused and motivated, and ensure your work aligns with the department's objectives. By the end of this task, you should have defined your goals for the first quarter.
Official integration with the team
In this final task, you will be officially integrated into the team as a Securities Analyst. This includes introducing you to the wider team and arranging any necessary administrative processes. By the end of this task, you should feel fully integrated and ready to contribute to the team's success.
