Capital markets

Run compliant capital markets operations. Automatically.

Q: How does Process Street help capital markets firms stay compliant?

It turns your written policies into workflows that get followed every time. Each task is tracked and logged so you can prove execution across all operations.

Q: Can I use Process Street for capital markets workflows?

Yes. From onboarding and KYC to trade surveillance, investor communications, and regulatory reporting, Process Street automates and enforces the entire process.

Q: Is Process Street secure for financial data?

Yes. We meet SOC 2 Type II, GDPR, and HIPAA standards. Data is encrypted, access controlled, and never used to train AI.

Q: How does Process Street support document and policy control?

With Docs, you can version, review, and publish policies and SOPs, then connect them directly to the workflows that operationalize them.

Q: Can I track changes and see who did what?

Every task, change, and approval is logged with time stamps. You can see execution in real time or export full audit trails on demand.

Q: Is Process Street built for regulated financial teams?

Yes. Process Street supports teams across hedge funds, broker dealers, RIAs, and corporate venture firms by embedding compliance directly into daily operations.

Process Street turns your compliance playbook into live workflows that get executed. AI-enforced, audit-ready, and built for fast-moving, high-risk environments like trading, hedge funds, and corporate venture.

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Trusted by more than 3000 companies

Compliant teamwork, one platform

Manual tracking doesn't scale in capital markets. One missed step can mean exposure. Process Street automates execution, logs every action, and proves compliance so nothing falls through the cracks.

Get audit ready

One platform for every capital markets function

Hedge funds

Streamline trade execution, automate compliance reviews, and keep investor reporting audit ready

Hedge fund solutions

Venture capital

Run due diligence, capital calls, and investor updates with full traceability

Venture capital solutions

Corporate VC

Move fast on deals while enforcing governance, tracking approvals, and maintaining regulatory alignment

Corporate VC solutions

Private equity

Standardize portfolio operations, deal execution, and compliance reporting

Private equity solutions

Wealth management

Ensure regulatory alignment across onboarding, suitability, and disclosures

Wealth management solutions

Broker dealers

Automate trade reviews, disclosure checks, and client communications

Broker dealer solutions

Meet Cora, your AI
compliance analyst

Cora enforces policies in real time. It assigns tasks, tracks completion, flags gaps, and delivers audit ready evidence automatically.

Automate what slows you down KYC, trade surveillance, onboarding, disclosures, audits, and investor communications. Cora runs them for you. No follow ups. No fire drills.
Adapt fast without IT No code workflows mean your team can launch, change, and improve processes without dev tickets or waiting on IT.
Improve every process, continuously Cora learns where things break and flags issues before they show up in audits. You get cleaner ops and lower risk.
Track everything Every task, review, and approval is logged. Every audit trail is ready. Every process is provable.