Run compliant financial services operations. Automatically.

Q: How does Process Street help financial services stay compliant?

It turns your policies into workflows that get followed every time. Each task is assigned, tracked, and logged so you have real time proof of execution and built in compliance across your operations.

Q: Can I use Process Street for investment workflows?

Yes. Financial services teams use it for client onboarding, KYC, due diligence, internal audits, and regulatory reporting. Every process is automated, structured, and audit ready.

Q: Is Process Street secure for financial data?

Absolutely. We meet SOC 2 Type II, GDPR, and HIPAA standards. Your data is encrypted, access controlled, and never used to train AI.

Q: How does Process Street support policy and document control?

Docs lets you version, review, and distribute policies and SOPs then link them directly to the workflows that execute them. You control the content and the execution.

Q: Can I monitor execution and track changes?

Yes. Every task, change, and approval is time stamped and logged. You can view real time progress or export a full audit trail at any time.

Q: Is Process Street built for financial compliance?

Yes. Our platform is designed for regulated environments like financial services. We help teams meet standards like SOC 2, FINRA, SEC, and GDPR by enforcing execution and surfacing proof automatically.

Process Street automates your financial workflows and enforces compliance by default. AI-powered, audit-ready, and built for scale.

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Trusted by more than 3000 companies

Compliance without the manual effort

Regulations keep rising. Most teams still rely on spreadsheets, docs, and crossed fingers. Process Street automates execution, tracks every step, and creates proof so nothing gets missed.

Get audit-ready

One platform for every financial team

Capital markets

Automate capital markets workflows to boost efficiency, reduce risk, and ensure accuracy.

Capital markets solutions

Venture capital

Move fast with AI-run processes that enforce consistency and track investor compliance

Venture capital solutions

Wealth management

Automate onboarding, reviews, and disclosures while maintaining full audit trails

Wealth management solutions

Private equity

Standardize portfolio operations and prove every control is followed

Private equity solutions

Fintech

Scale without sprawl. Automate compliance tasks and launch updates instantly

Fintech solutions

Insurance

Keep claims, underwriting, and regulatory reviews running on autopilot

Insurance solutions

Meet Cora, your AI
compliance analyst

Cora enforces policies in real time. It assigns tasks, tracks completion, flags gaps, and delivers audit ready evidence automatically.

Automate what slows you down Client onboarding, KYC, audits, disclosures, investor communications. Cora runs them for you. No follow ups. No fire drills.
Adapt fast without IT No code design means your team can update processes, trigger tasks, and launch new workflows without waiting on dev tickets.
Improve every process, continuously Cora learns where breakdowns happen and helps you fix them fast before they show up in an audit.
Track everything Every step, approval, and change is logged. You get full audit trails with zero manual effort.

Compliance built in

Meet and prove standards like RIA, FINRA, SEC,
GDPR, SOX, and more without adding headcount.

Discover how Cora works

Enforce compliance in every process

Policies don't protect you unless they're followed. Process Street turns procedures into workflows that enforce every step so nothing gets missed, skipped, or done out of order.

Stay compliant

Audit evidence without the scramble

Every task, approval, and change is tracked automatically. You get full audit trails as work happens with zero prep and zero panic.

Be audit ready

AI that runs your operations

Cora automates recurring tasks, flags risks, and keeps every process aligned with policy so you scale without adding oversight.

Automate with Cora

From policy to execution in one system

Document your controls, operationalize them with workflows, and prove compliance all in one place. No handoffs. No patchwork.

Unify your operations

Built for changing regulations

When the rules shift, Cora helps you adapt fast without rewriting your entire playbook.

Adapt with confidence

Secure and compliant by default

Process Street meets SOC 2 Type II, GDPR, and HIPAA standards. Your data stays encrypted, access controlled, and always audit ready.

Protect your data

Live policy links

Connect workflows directly to your SOPs and policies so execution always matches intent

Automated audit trails

Track every task, user action, and approval with time-stamped logs created automatically

Risk alerts

Flag missed steps, delays, or compliance gaps in real time with built-in AI monitoring

Instant workflow updates

Edit processes on the fly with no code, no dev tickets, no disruption

How an asset management firm
cut its onboarding time by 70%

Company

Raw Capital Partners

Use cases

Employee onboarding, investment and asset management, investment management workflow

Company size

Industry

Investment and asset management, mortgages

Challenge

Help new and existing team members prevent compliance errors in the highly regulated asset management industry.

Solution & impact

• Accelerated and improved onboarding for faster and more compliant performance.
• Simplified regulatory compliance by designing workflows to capture best practices.
• Standardize procedures, making them more scalable.

Result

Fast, compliant processes for critical financial services.

See how Raw Capital Partners improved their process management

Frequently asked questions

Can't find the answer you need? Contact our support team.

How does Process Street help financial services stay compliant?

Can I use Process Street for investment workflows?

Is Process Street secure for financial data?

How does Process Street support policy and document control?

Can I monitor execution and track changes?

Is Process Street built for financial compliance?

Unwavering security & compliance focus

Your data's security and privacy are our top priorities. We adhere to the strictest data protection and compliance standards, allowing you to concentrate on delivering unmatched client value.

Data protection & security

ISO27001 compliance

Process Street is ISO 27001 certified, confirming compliance with global standards and a strong commitment to protecting customer data through audited, continuously monitored security controls.

Data protection & security

SOC 2 Type II compliance

Process Street has passed a SOC 2 Type II audit, confirming that it meets various criteria for safeguarding customer data. An independent external auditor has verified the effectiveness of the controls implemented by Process Street.

Healthcare information privacy

HIPAA compliance

HIPAA, a federal law, safeguards patient health information. Process Street's robust security measures include the option for a Business Associate Agreement upon request, ensuring HIPAA compliance.

Data protection & security

AWS CIS compliance

The CIS AWS Foundations Benchmark provides security best practices for AWS environments. Process Street's compliance ensures a secure cloud infrastructure by following established guidelines for configuration and monitoring.

EU Data protection & privacy

GDPR compliance

The General Data Protection Regulation (GDPR) is an EU law designed to protect the privacy of individuals and businesses in the EU economic area. It establishes rules for how personal data is collected and handled. Read our GDPR statement

Data protection & privacy

CCPA compliance

The California Consumer Privacy Act (CCPA) gives California residents more control over their personal data, including rights to access, delete, and opt out of data sales. Process Street ensures compliance through transparent practices.

Security & privacy

Artificial intelligence

Your data is never used to train AI models. Any data read or created by a workflow is exclusive to that particular workflow instance and cannot be accessed otherwise, even from within the same organization.

Data sovereignty & infrastructure

Data residency & private cloud

Choose where your data is stored with support for US, UK, Canada, EU, and UAE regions. Customers can also opt for private cloud deployment in their own VPC for maximum control and security.

Backed by happy clients

With Process Street we've been able to bring documentation to life… allowing us to adapt processes quickly, improve governance and achieve consistent results