Hedge funds

Hedge fund compliance software built for speed, scale, and oversight

Q: How does Process Street help hedge funds stay compliant?

We turn your regulatory obligations into structured, trackable workflows that log execution and surface audit evidence automatically.

Q: Can I manage trade reviews, investor onboarding, and filings in one place?

Yes. You can centralize all operational and compliance workflows on a single, auditable platform.

Q: Is Process Street secure for trading and investor data?

Yes. We are SOC 2 Type II and ISO 27001 certified. All data is encrypted, access controlled, and never used for AI model training.

Q: Does this support SEC and CFTC compliance workflows?

Absolutely. You can build workflows for Form PF, AML, personal trading policies, side letters, and more.

Q: Can I tailor workflows by fund, team, or strategy?

Yes. Workflows are fully customizable with role-based permissions and logic tailored to each part of your operation.

Q: Is this easy for ops and compliance teams to manage?

Yes. Process Street is completely no-code, so your team can create, run, and update workflows without technical help.

Process Street helps hedge funds automate trade approvals, enforce compliance workflows, and maintain audit-ready operations without slowing down execution.

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Trusted by more than 3000 companies

Compliant teamwork, one platform

From pre-trade checks to post-trade reviews, investor communications, and policy attestations, Process Street turns high-risk, high-frequency processes into structured hedge fund compliance workflows that prove adherence by default.

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Trade approval & surveillance workflows

Enforce pre-trade checks, automate trade allocation reviews, and log exceptions for fast, auditable compliance reporting.

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Investor onboarding & AML/KYC checks

Automate investor intake, document collection, accreditation verification, and identity screening without losing speed.

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Regulatory filing & disclosure workflows

Assign recurring tasks for Form PF, Form 13F, and other SEC filings, track completion, and produce audit-ready records.

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Regulatory filing & disclosure workflows

Side letter & mandate compliance

Ensure adherence to investor-specific agreements with workflows that flag conflicts, route reviews, and document exceptions.

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Meet Cora,
your AI compliance agent

AI-powered compliance, policy, and workflow automation, always up-to-date, always audit-ready.

Creates policies Instantly generate ISO, SOC 2, and HIPAA-compliant policies.
Builds workflows Transform static documents into actionable, trackable workflows.
Monitors regulations Stay ahead of regulatory changes with real-time updates.
Audits automatically Cora flags compliance gaps and keeps your documents aligned.

Compliance isn’t static anymore.

With Cora, your policies, procedures, and workflows stay living, dynamic, and audit-ready automatically.

Discover how Cora works

Policy distribution & employee certifications

Distribute Code of Ethics and firm policies, track attestations, and automate annual re-certifications in one system.

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Policy distribution & employee certifications

Expense allocation & fee validation

Standardize fee workflows, validate expense allocation across funds, and log approvals for investor and auditor review.

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Vendor due diligence & oversight

Manage third-party risk with structured onboarding, ongoing assessments, and documented reviews for regulators.

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Compliance calendar & testing workflows

Operationalize your compliance calendar with recurring workflows for testing, documentation, and exception management.

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Employee onboarding & personal trading reviews

Automate advisor onboarding, manage licensing requirements, and monitor personal trading disclosures for every role.

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Employee onboarding & personal trading reviews

Frequently asked questions

Can't find the answer you need? Contact our support team.

How does Process Street help hedge funds stay compliant?

Can I manage trade reviews, investor onboarding, and filings in one place?

Is Process Street secure for trading and investor data?

Does this support SEC and CFTC compliance workflows?

Can I tailor workflows by fund, team, or strategy?

Is this easy for ops and compliance teams to manage?

Unwavering security & compliance

Your trading and investor data stays protected. We adhere to strict data protection and compliance standards so your hedge fund team can focus on performance while the software proves controls.

Data protection & security

ISO27001 compliance

Process Street is ISO 27001 certified, confirming compliance with global standards and a strong commitment to protecting customer data through audited, continuously monitored security controls.

Data protection & security

SOC 2 Type II compliance

Process Street has passed a SOC 2 Type II audit, confirming that it meets various criteria for safeguarding customer data. An independent external auditor has verified the effectiveness of the controls implemented by Process Street.

Healthcare information privacy

HIPAA compliance

HIPAA, a federal law, safeguards patient health information. Process Street's robust security measures include the option for a Business Associate Agreement upon request, ensuring HIPAA compliance.

Data protection & security

AWS CIS compliance

The CIS AWS Foundations Benchmark provides security best practices for AWS environments. Process Street's compliance ensures a secure cloud infrastructure by following established guidelines for configuration and monitoring.

EU Data protection & privacy

GDPR compliance

The General Data Protection Regulation (GDPR) is an EU law designed to protect the privacy of individuals and businesses in the EU economic area. It establishes rules for how personal data is collected and handled. Read our GDPR statement

Data protection & privacy

CCPA compliance

The California Consumer Privacy Act (CCPA) gives California residents more control over their personal data, including rights to access, delete, and opt out of data sales. Process Street ensures compliance through transparent practices.

Security & privacy

Artificial intelligence

Your data is never used to train AI models. Any data read or created by a workflow is exclusive to that particular workflow instance and cannot be accessed otherwise, even from within the same organization.

Data sovereignty & infrastructure

Data residency & private cloud

Choose where your data is stored with support for US, UK, Canada, EU, and UAE regions. Customers can also opt for private cloud deployment in their own VPC for maximum control and security.

Backed by happy clients

With Process Street we've been able to bring documentation to life… allowing us to adapt processes quickly, improve governance and achieve consistent results